Telephone: 0845 450 7222 Mobile: 07590 432130
E-mail: enquiries@fs-a.com
Introduction to FSA Compliance Consultants Ltd
Safeguarding your Reputation
Your business
reputation is possibly your greatest asset. A major risk is
that this asset built and nurtured over many years can be
lost overnight through adverse publicity, possibly causing
severe or even terminal damage to your business. The FSA powers
of investigation are comprehensive and, as the FSA Tribunals
have the same authority as a high court and are held in public,
the scope is considerable for damage to your brand name through
a failure to comply.
Our mission is to be at
the leading edge of compliance consultancy provide efficient
and effective risk mitigation for our clients. We are committed
to providing a consistently high value service to our clients.
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Survival of the Fittest
Financial services businesses are simultaneously
facing mounting cost pressures and increases in risk largely as
a result of the increased burden of compliance and many will not
survive. Difficult times call for imaginative solutions and we offer
a flexible range of options to enable your business to survive and
thrive in this environment. Our services cover:
- establishing compliance procedures and documentation
for Start-ups.
- supplementing compliance officers who lack
compliance qualifications or overstretched compliance departments
with a range of flexible and cost-effective options tailored to
your requirements and areas of greatest risk
- developing KYC, training, reporting and
other procedures/ documentation to address the new risks posed
by the significant increase in the scope of money laundering offences
introduced by the 3rd Money Laundering Directive, Money Laundering
Regulations 2007 and the most recent release of the JMLSG Guidance Notes.
- strategic Compliance covering areas such
as project management of the launch of more innovative products
and structures or new products in entirely new jurisdictions.
Choosing us Offers Significant Advantages:
- All projects are overseen by one of our principal
consultants. They are highly skilled and experienced Compliance
Officers who have set up the entire suite of compliance procedures
and documentation in businesses such as banks, investment managers
and IFAs.
- Our experience of setting up risk based audit
programmes enables us to gear your business to more effectively
manage its risks in a targeted way thereby reducing the direct
and indirect costs of breaches and their rectification.
- Experience of launching offshore funds in
multiple jurisdictions.
- We provide a superior level of personal
service and our consultants have engaging styles that enable them
to work well with your front and back offices.
- Our principal consultants have operated in
very senior Finance and Operations positions and are well placed
to offer practical solutions. Rather than simply
looking up rules, we add genuine value by helping you to apply
rules and come up with workable solutions which help to embed
a compliance culture throughout your company.
- Regular progress reports.
- Excellent value and reasonable
charge rates with a range of flexible packages tailored to your
requirements.
- We respect your confidentiality.
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